Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Lee Webb | 1851855 | 5 | 07/23/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| John Anthony Nole | 1609191 | 2 | 03/01/2024 | Customer Dispute | Pending | $950,000.00 | $0.00 | See FINRA Report |
| John Anthony Nole | 1609191 | 2 | 05/24/2023 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Darren Robert Brunner | 7774193 | 2 | 05/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dylan Nix | 7460537 | 1 | 03/14/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darren Robert Brunner | 7774193 | 2 | 09/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mingyang Li | 6446312 | 1 | 06/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Anthony Wojnowski | 1037990 | 4 | 05/15/2020 | Customer Dispute | Award / Judgment | $12,905.60 | $5,000.00 | See FINRA Report |
| Timothy John Dabulis | 2302842 | 4 | 09/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eugene Lee Webb | 1851855 | 5 | 03/22/2019 | Customer Dispute | Settled | $87,713.00 | $0.00 | See FINRA Report |