Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Helmuth Endres | 1565192 | 2 | 08/09/2000 | Customer Dispute | Closed-No Action | $26,368.00 | $0.00 | See FINRA Report |
Thomas Helmuth Endres | 1565192 | 2 | 12/03/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |