Our Staff has compiled our research into a database of FINRA Broker Disclosures for N.I.S. Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale L Depping | 65778 | 4 | 09/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale L Depping | 65778 | 4 | 06/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale L Depping | 65778 | 4 | 06/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale L Depping | 65778 | 4 | 06/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Allen Byrd | 5307880 | 5 | 10/31/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Robertson | 7515110 | 1 | 11/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daron Philip Deplazes | 6916880 | 2 | 07/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sherri A Mauck | 5764228 | 1 | 04/03/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Alfred Ballard | 4526844 | 4 | 02/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daron Philip Deplazes | 6916880 | 2 | 12/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |