Our Staff has compiled our research into a database of FINRA Broker Disclosures for N.I.S. Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Allen Byrd | 5307880 | 5 | 06/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Hendrickson | 2086556 | 1 | 02/09/2023 | Customer Dispute | Settled | $5,182.07 | $0.00 | See FINRA Report |
| Stephen Allen Byrd | 5307880 | 5 | 10/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dale L Depping | 65778 | 4 | 09/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale L Depping | 65778 | 4 | 06/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale L Depping | 65778 | 4 | 06/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale L Depping | 65778 | 4 | 06/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Allen Byrd | 5307880 | 5 | 10/31/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan Perez | 6247671 | 1 | 10/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Robertson | 7515110 | 1 | 11/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |