Our Staff has compiled our research into a database of FINRA Broker Disclosures for N.I.S. Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Doyle Schreiber | 6247423 | 1 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Allen Byrd | 5307880 | 4 | 10/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tanya Renee Crane | 7499794 | 1 | 04/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dale L Depping | 65778 | 5 | 09/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale L Depping | 65778 | 5 | 06/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale L Depping | 65778 | 5 | 06/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale L Depping | 65778 | 5 | 06/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruno Blair | 6552940 | 2 | 12/13/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Allen Byrd | 5307880 | 4 | 10/31/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale L Depping | 65778 | 5 | 08/02/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |