Our Staff has compiled our research into a database of FINRA Broker Disclosures for N.I.S. Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan Perez | 6247671 | 1 | 10/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Olivia Ann Littrell | 7176111 | 1 | 07/22/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruno Blair | 6552940 | 1 | 03/16/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Clark | 6491119 | 1 | 08/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Cleveland Barber | 6217421 | 1 | 10/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Alfred Ballard | 4526844 | 4 | 09/20/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |