Our Staff has compiled our research into a database of FINRA Broker Disclosures for John Hancock Distributors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geoffrey Stafford Williams | 5481208 | 1 | 01/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wynique Renee Ervin | 2854902 | 2 | 05/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wynique Renee Ervin | 2854902 | 2 | 12/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Richard Perillo | 2091463 | 1 | 11/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle M Dauphinais | 2883921 | 3 | 10/05/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle M Dauphinais | 2883921 | 3 | 12/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle M Dauphinais | 2883921 | 3 | 02/13/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |