Our Staff has compiled our research into a database of FINRA Broker Disclosures for John Hancock Distributors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Geoffrey Stafford Williams | 5481208 | 1 | 01/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David S Richards | 5223260 | 8 | 03/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David S Richards | 5223260 | 8 | 01/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David S Richards | 5223260 | 8 | 10/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David S Richards | 5223260 | 8 | 03/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David S Richards | 5223260 | 8 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David S Richards | 5223260 | 8 | 10/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David S Richards | 5223260 | 8 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alastair Crippen | 7119597 | 1 | 11/18/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David S Richards | 5223260 | 8 | 10/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |