Our Staff has compiled our research into a database of FINRA Broker Disclosures for John Hancock Distributors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alastair Crippen | 7119597 | 1 | 11/18/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lorenzo M Abughazaleh | 7673624 | 1 | 02/06/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin David Burrows | 5190087 | 1 | 10/04/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Robert Spitz | 5405858 | 1 | 08/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen David Schuman | 3140655 | 1 | 11/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shannon Lee Knapp | 4307972 | 1 | 07/04/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Charles Bodnar | 4428922 | 1 | 08/24/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christine Marie Bowmaster | 2353165 | 1 | 07/26/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Matthew Adelson | 2828420 | 1 | 06/08/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |