Our Staff has compiled our research into a database of FINRA Broker Disclosures for Essex Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dan Quoc Nguyen | 4200300 | 5 | 06/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dan Quoc Nguyen | 4200300 | 5 | 01/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |