Our Staff has compiled our research into a database of FINRA Broker Disclosures for Essex Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dan Quoc Nguyen | 4200300 | 5 | 02/25/2022 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Gregory Brian Vanwinkle | 1056407 | 7 | 10/21/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darrell Thomas Reed | 1828585 | 1 | 03/29/2004 | Customer Dispute | Dismissed | $15,000.00 | $0.00 | See FINRA Report |
| Gregory Brian Vanwinkle | 1056407 | 7 | 05/20/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Gregory Brian Vanwinkle | 1056407 | 7 | 06/25/2001 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Danny Garland Weeks | 500534 | 1 | 12/18/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |