Our Staff has compiled our research into a database of FINRA Broker Disclosures for Essex Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dan Quoc Nguyen | 4200300 | 5 | 09/13/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Brian Vanwinkle | 1056407 | 7 | 09/06/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Kenneth Brown | 5475357 | 1 | 08/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |