Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hantz Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher James South | 7491981 | 3 | 11/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ruben Lee Fowlkes | 4810316 | 1 | 01/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christopher James South | 7491981 | 3 | 10/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christopher James South | 7491981 | 3 | 09/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Allen Smith | 1961558 | 4 | 09/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Susan Ann Brys | 4781254 | 1 | 04/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |