Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hantz Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blake Alan Smith | 5937024 | 1 | 04/11/2024 | Customer Dispute | Denied | $69,451.70 | $0.00 | See FINRA Report |
| Christopher James South | 7491981 | 3 | 11/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ruben Lee Fowlkes | 4810316 | 1 | 01/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chandler Patrick-Bur Green | 7685825 | 1 | 12/12/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher James South | 7491981 | 3 | 10/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher James South | 7491981 | 3 | 09/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hudson Dale Whitmore | 3251580 | 1 | 04/03/2017 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Joseph Kamal Yatouma | 4933228 | 1 | 02/14/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Frederick Beebe | 4151293 | 2 | 02/14/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Douglas Edward Blasiman | 6891714 | 1 | 09/18/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |