Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hantz Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hudson Dale Whitmore | 3251580 | 1 | 04/03/2017 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Charles Frank Tourangeau | 4395024 | 1 | 02/28/2017 | Customer Dispute | Closed-No Action | $6,162.76 | $0.00 | See FINRA Report |
| Stephen Paul Solverson | 5295592 | 1 | 11/01/2016 | Customer Dispute | Closed-No Action | $7,539.00 | $0.00 | See FINRA Report |
| John Frederick Beebe | 4151293 | 2 | 05/23/2016 | Customer Dispute | Closed-No Action | $114,000.00 | $0.00 | See FINRA Report |
| Jamie Lynn Urbanski | 2841424 | 1 | 09/14/2015 | Customer Dispute | Closed-No Action | $181,682.00 | $0.00 | See FINRA Report |
| Michael James Popadich | 2415164 | 1 | 11/20/2009 | Customer Dispute | Closed-No Action | $69,000.00 | $0.00 | See FINRA Report |
| David Allen Smith | 1961558 | 4 | 10/25/2007 | Customer Dispute | Closed-No Action | $14,754.00 | $0.00 | See FINRA Report |