Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Craig Parker | 1631408 | 12 | 11/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Werner Maiwald | 1029465 | 2 | 05/17/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 17 | 04/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Deuel | 2579968 | 20 | 03/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc R Surmay | 2213792 | 4 | 10/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 17 | 12/02/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 17 | 06/09/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Standish Ewell | 1160255 | 5 | 04/03/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Craig Parker | 1631408 | 12 | 03/25/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Settimio Cupello | 1036533 | 1 | 02/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |