Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Craig Parker | 1631408 | 3 | 11/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Werner Maiwald | 1029465 | 2 | 05/17/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 12 | 04/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Dennis Kavinsky | 5881623 | 6 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Dennis Kavinsky | 5881623 | 6 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Dennis Kavinsky | 5881623 | 6 | 04/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Deuel | 2579968 | 20 | 03/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc R Surmay | 2213792 | 3 | 10/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Bruce Moore | 7005796 | 2 | 06/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Bruce Moore | 7005796 | 2 | 04/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |