Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Craig Parker | 1631408 | 12 | 11/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc R Surmay | 2213792 | 4 | 06/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Werner Maiwald | 1029465 | 2 | 05/17/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Craig Parker | 1631408 | 12 | 04/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc R Surmay | 2213792 | 4 | 12/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Craig Parker | 1631408 | 12 | 08/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Werner Maiwald | 1029465 | 2 | 08/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edmond Moniz | 852438 | 17 | 04/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Craig Parker | 1631408 | 12 | 03/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Craig Parker | 1631408 | 12 | 03/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |