Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Dennis Kavinsky | 5881623 | 6 | 06/22/2024 | Customer Dispute | Pending | $760,000.00 | $0.00 | See FINRA Report |
| Howard Dennis Kavinsky | 5881623 | 6 | 05/16/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Strevey | 1200426 | 2 | 12/31/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Craig Parker | 1631408 | 3 | 11/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Strevey | 1200426 | 2 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc R Surmay | 2213792 | 3 | 06/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Werner Maiwald | 1029465 | 2 | 05/17/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Craig Parker | 1631408 | 3 | 08/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Werner Maiwald | 1029465 | 2 | 08/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edmond Moniz | 852438 | 12 | 04/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |