Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edmond Moniz | 852438 | 12 | 01/09/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 12 | 12/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 12/27/2013 | Customer Dispute | Denied | $270,000.00 | $0.00 | See FINRA Report |
| Charles John Ehnot | 872769 | 32 | 11/10/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 12 | 09/29/2006 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |