Our Staff has compiled our research into a database of FINRA Broker Disclosures for MMA Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernabe Villanueva | 2591508 | 6 | 08/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bernabe Villanueva | 2591508 | 6 | 07/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bernabe Villanueva | 2591508 | 6 | 12/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bernabe Villanueva | 2591508 | 6 | 07/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Diana | 1353977 | 2 | 06/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Diana | 1353977 | 2 | 05/09/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |