Our Staff has compiled our research into a database of FINRA Broker Disclosures for MMA Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roxana Gomez | 6730732 | 1 | 11/04/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Caitlin Margaret Lam | 6933979 | 1 | 05/05/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack Russell Wilkinson | 5414283 | 1 | 03/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Peter Medinah | 6707119 | 1 | 01/13/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James M Ogrady | 5428378 | 1 | 09/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |