Our Staff has compiled our research into a database of FINRA Broker Disclosures for MMA Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernabe Villanueva | 2591508 | 6 | 12/06/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael August Gallo | 1401724 | 1 | 06/21/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Bernabe Villanueva | 2591508 | 6 | 07/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Burton Rowehl | 2074897 | 2 | 10/17/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Burton Rowehl | 2074897 | 2 | 10/07/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shaun Pesce | 5948000 | 2 | 07/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shaun Pesce | 5948000 | 2 | 05/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |