Our Staff has compiled our research into a database of FINRA Broker Disclosures for Four Points Capital Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kwok Eddie Chiu | 2592506 | 6 | 08/20/2013 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Obrien | 2428109 | 4 | 06/16/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Obrien | 2428109 | 4 | 10/03/2002 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |