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FINRA Broker Disclosures for Four Points Capital Partners LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Four Points Capital Partners LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 49 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven Reno Loglisci2322062408/22/2020FinancialFinal$0.00$0.00See FINRA Report
Michael Christopher Martino2579146706/26/2020Customer DisputeSettled$543,163.00$0.00See FINRA Report
Michael Christopher Martino2579146702/13/2020Customer DisputeSettled$107,038.00$0.00See FINRA Report
Jonathan Richard Lake1385504602/12/2020FinancialFinal$0.00$0.00See FINRA Report
Richard David Tehrani7306402101/20/2020FinancialFinal$0.00$0.00See FINRA Report
Jonathan Richard Lake1385504612/02/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Jonathan Richard Lake1385504611/11/2019RegulatoryFinal$0.00$0.00See FINRA Report
Jorge Tobias Zighelboim3130067407/19/2019FinancialFinal$0.00$0.00See FINRA Report
Jorge Tobias Zighelboim3130067405/22/2019FinancialFinal$0.00$0.00See FINRA Report
Jorge Tobias Zighelboim3130067405/11/2019FinancialFinal$0.00$0.00See FINRA Report

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