Our Staff has compiled our research into a database of FINRA Broker Disclosures for Four Points Capital Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jonathan Richard Lake | 1385504 | 6 | 04/11/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jonathan Richard Lake | 1385504 | 6 | 09/05/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Christopher Martino | 2579146 | 8 | 06/16/2017 | Customer Dispute | Denied | $49,329.60 | $0.00 | See FINRA Report |
Thomas Michael Obrien | 2428109 | 4 | 08/22/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |