Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nomura Securities International, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yasushi Ito | 7004496 | 2 | 07/14/2017 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Yasushi Ito | 7004496 | 2 | 06/06/2016 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |