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FINRA Broker Disclosures for Nomura Securities International, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nomura Securities International, Inc.. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin Jerome Carroll2858024201/14/2015Judgment / Lien$0.00$0.00See FINRA Report
Shellie-Ann Anecia Francis4196492111/05/2014Judgment / Lien$0.00$0.00See FINRA Report
Kevin Jerome Carroll2858024209/01/2013Judgment / Lien$0.00$0.00See FINRA Report

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