Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nomura Securities International, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Fitzgibbon | 5396008 | 1 | 05/23/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aleksandr Kosoglyadov | 5351465 | 1 | 07/06/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vinny Mewalal Sookoo | 3035967 | 1 | 01/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alexander Hayes Witten | 5004834 | 1 | 11/24/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |