Our Staff has compiled our research into a database of FINRA Broker Disclosures for Guggenheim Funds Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Dangelo | 2982047 | 1 | 07/18/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Sall | 4511934 | 1 | 11/11/2005 | Customer Dispute | Settled | $61,416.80 | $0.00 | See FINRA Report |