Our Staff has compiled our research into a database of FINRA Broker Disclosures for Guggenheim Funds Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Daniel Muccigrosso | 7356874 | 1 | 06/05/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Squier White | 4729772 | 3 | 02/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Squier White | 4729772 | 3 | 11/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Squier White | 4729772 | 3 | 11/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Quinn Difenderfer | 6075378 | 1 | 10/30/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Charles Schultz | 5795012 | 1 | 10/24/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Dangelo | 2982047 | 1 | 07/18/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Sall | 4511934 | 1 | 11/11/2005 | Customer Dispute | Settled | $61,416.80 | $0.00 | See FINRA Report |
| Ramiel Betpolice | 4957344 | 1 | 12/26/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Russell Chandler | 2121176 | 1 | 03/19/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |