Our Staff has compiled our research into a database of FINRA Broker Disclosures for Guggenheim Funds Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Quinn Difenderfer | 6075378 | 1 | 10/30/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Charles Schultz | 5795012 | 1 | 10/24/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ramiel Betpolice | 4957344 | 1 | 12/26/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Russell Chandler | 2121176 | 1 | 03/19/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |