Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Enrique Pascual | 2184412 | 20 | 04/26/2023 | Customer Dispute | Closed-No Action | $425,708.00 | $0.00 | See FINRA Report |
Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 10/14/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 10/14/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Hortensia Llavat Tilen | 1010318 | 95 | 08/28/2019 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |