Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Edward Pius Kasperavich | 4970038 | 2 | 02/28/2024 | Customer Dispute | Pending | $390,000.00 | $0.00 | See FINRA Report |
Deborah Ann Stackpole | 4969850 | 2 | 02/28/2024 | Customer Dispute | Pending | $390,000.00 | $0.00 | See FINRA Report |
Enrique Pascual | 2184412 | 20 | 12/21/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
Enrique Pascual | 2184412 | 20 | 10/09/2023 | Customer Dispute | Pending | $425,708.00 | $0.00 | See FINRA Report |
Ruben C Fernandez | 1439847 | 21 | 09/25/2023 | Customer Dispute | Denied | $1,400,000.00 | $0.00 | See FINRA Report |
Antonio Salvador Bauza | 860146 | 8 | 09/22/2023 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Enrique Pascual | 2184412 | 20 | 04/26/2023 | Customer Dispute | Closed-No Action | $425,708.00 | $0.00 | See FINRA Report |
Edward Pius Kasperavich | 4970038 | 2 | 10/27/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |