Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 07/17/2015 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
Enrique Pascual | 2184412 | 20 | 05/08/2014 | Customer Dispute | Award / Judgment | $2,348,080.00 | $0.00 | See FINRA Report |
Hortensia Llavat Tilen | 1010318 | 95 | 11/07/2013 | Customer Dispute | Award / Judgment | $50,000.00 | $17,500.00 | See FINRA Report |