Our Staff has compiled our research into a database of FINRA Broker Disclosures for Blackrock Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jesse Michael Sweet | 5643697 | 1 | 02/02/2011 | Customer Dispute | Settled | $5,533.88 | $0.00 | See FINRA Report |
Brian Scott Goehl | 3070108 | 1 | 05/20/2003 | Customer Dispute | Settled | $237,000.00 | $0.00 | See FINRA Report |