Our Staff has compiled our research into a database of FINRA Broker Disclosures for Blackrock Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca Rene Gomez | 7117262 | 1 | 09/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Robert Menson | 6918021 | 1 | 11/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharmane Denise Fleming | 3158825 | 1 | 03/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adelyn Elizabeth Boxer | 6046644 | 1 | 12/20/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesse Michael Sweet | 5643697 | 1 | 02/02/2011 | Customer Dispute | Settled | $5,533.88 | $0.00 | See FINRA Report |
| Nicholas James Georgakis | 5163445 | 1 | 02/05/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean P McMullen | 5380104 | 1 | 11/07/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eamonn Francis Quinn | 6557706 | 1 | 03/31/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelli Lynne Beauregard | 4992422 | 1 | 11/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Scott Goehl | 3070108 | 1 | 05/20/2003 | Customer Dispute | Settled | $237,000.00 | $0.00 | See FINRA Report |