Our Staff has compiled our research into a database of FINRA Broker Disclosures for Blackrock Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Andrew Pridmore | 7313468 | 1 | 02/02/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dino Donovan Rizzo | 6419870 | 1 | 10/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean P McMullen | 5380104 | 1 | 11/07/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eamonn Francis Quinn | 6557706 | 1 | 03/31/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Seth Brian Morris | 5285390 | 1 | 04/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brett Allan Walsh | 3134573 | 1 | 10/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael James Keating | 3199192 | 1 | 05/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carey Lamont Robinson | 2729010 | 2 | 04/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Henry Foley | 1980821 | 1 | 03/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Lee Frey | 1744600 | 1 | 04/23/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |