Our Staff has compiled our research into a database of FINRA Broker Disclosures for P.J. Robb Variable Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Stephenson | 6624259 | 1 | 11/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
John J Clougherty | 2654737 | 2 | 07/09/2012 | Customer Dispute | Settled | $9,454,520.00 | $0.00 | See FINRA Report |
Robert Gerald Dimeo | 1015085 | 5 | 04/11/2011 | Customer Dispute | Settled | $5,625,000.00 | $0.00 | See FINRA Report |
Kevin Joseph Powers | 2754695 | 1 | 10/12/2009 | Customer Dispute | Settled | $185,245.00 | $0.00 | See FINRA Report |
John J Clougherty | 2654737 | 2 | 12/16/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Carson Peters | 3156950 | 1 | 07/18/2005 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Robert Gerald Dimeo | 1015085 | 5 | 02/18/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Scott Howell Enoch | 1191439 | 1 | 12/29/1995 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
Robert Gerald Dimeo | 1015085 | 5 | 11/14/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Robert Gerald Dimeo | 1015085 | 5 | 08/08/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |