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FINRA Broker Disclosures for P.J. Robb Variable Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for P.J. Robb Variable Corporation. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Stephenson6624259111/23/2020Customer DisputeSettled$0.00$0.00See FINRA Report
John J Clougherty2654737207/09/2012Customer DisputeSettled$9,454,520.00$0.00See FINRA Report
Robert Gerald Dimeo1015085504/11/2011Customer DisputeSettled$5,625,000.00$0.00See FINRA Report
Kevin Joseph Powers2754695110/12/2009Customer DisputeSettled$185,245.00$0.00See FINRA Report
John J Clougherty2654737212/16/2006Customer DisputeSettled$0.00$0.00See FINRA Report
David Carson Peters3156950107/18/2005Customer DisputeSettled$350,000.00$0.00See FINRA Report
Robert Gerald Dimeo1015085502/18/2004Customer DisputeSettled$0.00$0.00See FINRA Report
Scott Howell Enoch1191439112/29/1995Customer DisputeSettled$4,000,000.00$0.00See FINRA Report
Robert Gerald Dimeo1015085511/14/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Robert Gerald Dimeo1015085508/08/1995Customer DisputeSettled$0.00$0.00See FINRA Report

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