Our Staff has compiled our research into a database of FINRA Broker Disclosures for P.J. Robb Variable Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Daniel Ruff | 1470492 | 1 | 04/29/2022 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Michael Marciano | 5149296 | 1 | 04/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Stephenson | 6624259 | 1 | 11/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Fitzpatrick | 2980179 | 1 | 09/22/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terrance Lynn Dick | 2112359 | 1 | 10/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Johnston | 5825673 | 4 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Stephen Evans | 1242767 | 3 | 08/28/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Leander Trockenbrot | 2110762 | 1 | 08/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Johnston | 5825673 | 4 | 03/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Johnston | 5825673 | 4 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |