Our Staff has compiled our research into a database of FINRA Broker Disclosures for P.J. Robb Variable Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Daniel Ruff | 1470492 | 1 | 04/29/2022 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| William Stephenson | 6624259 | 1 | 11/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terrance Lynn Dick | 2112359 | 1 | 10/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kirby Alan Wisler | 2109188 | 1 | 07/09/2013 | Customer Dispute | Denied | $29,006.00 | $0.00 | See FINRA Report |
| Louis Michael Corso | 2509284 | 1 | 06/05/2013 | Customer Dispute | Denied | $237,766.00 | $0.00 | See FINRA Report |
| Gordon Hartley | 5472839 | 1 | 07/31/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John J Clougherty | 2654737 | 2 | 07/09/2012 | Customer Dispute | Settled | $9,454,520.00 | $0.00 | See FINRA Report |
| Chris Allen Peyton | 4693063 | 1 | 11/09/2011 | Customer Dispute | Closed-No Action | $5,896.67 | $0.00 | See FINRA Report |
| Robert Gerald Dimeo | 1015085 | 5 | 04/11/2011 | Customer Dispute | Settled | $5,625,000.00 | $0.00 | See FINRA Report |
| Christopher John Tara | 728773 | 2 | 10/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |