Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Investors Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick John Joosse | 719755 | 3 | 07/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick John Joosse | 719755 | 3 | 04/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andre Roland Hary | 239301 | 6 | 07/09/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andre Roland Hary | 239301 | 6 | 01/09/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andre Roland Hary | 239301 | 6 | 03/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paula Jean Rose | 2871324 | 1 | 07/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andre Roland Hary | 239301 | 6 | 08/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andre Roland Hary | 239301 | 6 | 08/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick John Joosse | 719755 | 3 | 04/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andre Roland Hary | 239301 | 6 | 01/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |