Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Investors Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Earl Conley | 52159 | 2 | 02/05/2024 | Customer Dispute | Closed-No Action | $9,592.00 | $0.00 | See FINRA Report |
| Gary Earl Conley | 52159 | 2 | 11/16/2020 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Joel Bernard Knight | 1379212 | 4 | 03/05/2014 | Customer Dispute | Settled | $220,528.00 | $0.00 | See FINRA Report |
| Joel Bernard Knight | 1379212 | 4 | 12/17/2013 | Customer Dispute | Settled | $426,020.00 | $0.00 | See FINRA Report |
| Joel Bernard Knight | 1379212 | 4 | 02/05/2013 | Customer Dispute | Closed-No Action | $196,223.00 | $0.00 | See FINRA Report |
| Joel Bernard Knight | 1379212 | 4 | 08/16/2012 | Customer Dispute | Settled | $427,273.00 | $0.00 | See FINRA Report |
| Frankel Tandog Delossantos | 3171700 | 1 | 12/08/2005 | Customer Dispute | Denied | $11,139.00 | $0.00 | See FINRA Report |
| Ronald Garrett Yee | 2860395 | 1 | 03/05/2003 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Nicholas Cowles Cochran | 713570 | 1 | 04/29/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederic Hunter Devinney | 66638 | 2 | 08/01/1994 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |