Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Investors Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Earl Conley | 52159 | 2 | 02/05/2024 | Customer Dispute | Closed-No Action | $9,592.00 | $0.00 | See FINRA Report |
| Thomas Cardoso Madruga | 3276072 | 1 | 07/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gary Earl Conley | 52159 | 2 | 11/16/2020 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Anthony Grotjahn | 1314101 | 1 | 11/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frederick John Joosse | 719755 | 3 | 07/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick John Joosse | 719755 | 3 | 04/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wesley David Owen | 2398397 | 1 | 12/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andre Roland Hary | 239301 | 6 | 07/09/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Bernard Knight | 1379212 | 4 | 03/05/2014 | Customer Dispute | Settled | $220,528.00 | $0.00 | See FINRA Report |
| Joel Bernard Knight | 1379212 | 4 | 12/17/2013 | Customer Dispute | Settled | $426,020.00 | $0.00 | See FINRA Report |