Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mischler Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Douglas Lee Frey | 1744600 | 1 | 04/23/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Scott Christopher Kersh | 1249850 | 2 | 09/17/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |