Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mischler Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Russell Rowley | 730288 | 1 | 09/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Doyle Lavern Holmes | 1556260 | 6 | 12/23/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Doyle Lavern Holmes | 1556260 | 6 | 04/18/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |