Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mischler Financial Group, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| La-Yona Capri Rauls | 2973750 | 1 | 02/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Russell Rowley | 730288 | 1 | 09/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Carmen Jr Pennella | 4410305 | 1 | 02/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Christopher Kersh | 1249850 | 2 | 08/15/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Doyle Lavern Holmes | 1556260 | 6 | 08/01/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Doyle Lavern Holmes | 1556260 | 6 | 12/23/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Doyle Lavern Holmes | 1556260 | 6 | 03/10/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Lee Frey | 1744600 | 1 | 04/23/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Christopher Kersh | 1249850 | 2 | 09/17/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Doyle Lavern Holmes | 1556260 | 6 | 04/18/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |