Our Staff has compiled our research into a database of FINRA Broker Disclosures for DWS Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dino Donovan Rizzo | 6419870 | 1 | 10/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicole Lia Monlon | 4193634 | 1 | 12/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |