Our Staff has compiled our research into a database of FINRA Broker Disclosures for DWS Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathon Mark Harrison | 7726160 | 1 | 01/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Afiba Antonia J Cherry | 5948059 | 1 | 07/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Franklin Mallory | 2965083 | 1 | 10/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Stanisic | 7686748 | 1 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dino Donovan Rizzo | 6419870 | 1 | 10/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard D'Amico | 2724749 | 1 | 10/07/2005 | Customer Dispute | Closed-No Action | $681,447.00 | $0.00 | See FINRA Report |
| Nicole Lia Monlon | 4193634 | 1 | 12/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |