Our Staff has compiled our research into a database of FINRA Broker Disclosures for DWS Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard D'Amico | 2724749 | 1 | 10/07/2005 | Customer Dispute | Closed-No Action | $681,447.00 | $0.00 | See FINRA Report |