Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ascensus Broker Dealer Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dionica Elizabeth Jean Dean | 6549108 | 1 | 05/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan Heidi Hopkins | 5459302 | 1 | 12/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |