Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ascensus Broker Dealer Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dionica Elizabeth Jean Dean | 6549108 | 1 | 05/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher R Walton | 2744887 | 3 | 12/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher R Walton | 2744887 | 3 | 12/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher R Walton | 2744887 | 3 | 11/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jacqueline Modica | 3273491 | 3 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jacqueline Modica | 3273491 | 3 | 04/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Denell Lemoine | 4910549 | 3 | 04/03/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melinda Denell Lemoine | 4910549 | 3 | 03/03/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amy Jacqueline Modica | 3273491 | 3 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Denell Lemoine | 4910549 | 3 | 11/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |