Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ascensus Broker Dealer Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shalisa Andrea Sturm | 6216487 | 1 | 09/16/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eddie Bryan Allen | 1280627 | 3 | 01/04/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eddie Bryan Allen | 1280627 | 3 | 06/12/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |